Privacy Policy
Why?
Financial companies choose how they share your personal information. Federal law gives consumers the right to limit some but not all sharing. Federal law also requires us to tell you how we collect, share, and protect your personal information. Please read this notice carefully to understand what we do.
What?
The types of personal information we collect and share depend on the product or service you have with us. This information can include: Social Security number and other identifying information Risk tolerance and investment objectives Net worth, income and assets When you are no longer our customer, we continue to share your information as described in this notice.
How?
All financial companies need to share customers’ personal information to run their everyday business. In the section below, we list the reasons financial companies can share their customers’ personal information; the reasons FESC Asset Management chooses to share; and whether you can limit this sharing.
Reasons we can share your personal information
Do we share this data?
Can you limit this sharing?
For our everyday business purposes – such as to process your transactions, maintain your account(s), respond to court orders and legal investigations, or report to credit bureaus
No
For our marketing purposes – to offer our products and services to you
No
For joint marketing with other financial companies
We don’t share this data
For our affiliates’ everyday business purposes – information about your transactions and experiences
We don’t share this data
For our affiliates’ everyday business purposes – information about your creditworthiness
No
We don’t share this data
For our affiliates to market to you
No
We don’t share this data
For our nonaffiliates to market to you
No
We don’t share this data
*If this changes in the future you will have the ability to opt out.
Questions?
Email us: [email protected]
Who we are
FESC Asset Management, LLC
How does FESC Asset Management protect my personal information?
To protect your personal information from unauthorized access and use, we use security measures that comply with federal law. These measures include computer safeguards and secured files and buildings.
How does FESC Asset Management collect my personal information?
We collect your personal information, for example, when you: Ppen an account or give us your income information Tell us about your portfolio or submit ID verification Make a wire transfer or other money movement We also collect your personal information from others, such as credit bureaus, affiliates and other companies.
Why can’t I limit all sharing?
Federal law gives you the right to limit only: Sharing for affiliates’ everyday business purposes Information about your creditworthiness Affiliates from using your information to market to you Sharing for nonaffiliates to market to you State laws and individual companies may give you additional rights to limit sharing.
Definitions
Other important information FESC Asset Management, LLC maintains custodial and service agreements with Interactive Brokers, LLC. Interactive Brokers, LLC provides trade execution, clearing, custody and other related services. The Privacy Policies for Interactive Brokers can be found on their respective websites.
Affiliates – Companies related by common ownership or control. They can be financial and nonfinancial companies. FESC Asset Management does not share your personal information to affiliates to market to you.
Nonaffiliates – Companies not related by common ownership or control. They can be financial and nonfinancial companies FESC Asset Management does not share your personal information to nonaffiliates to market to you.
Joint marketing – A formal agreement between nonaffiliated financial companies that together market financial products or services to you. FESC Asset Management does not jointly market with nonaffiliates.
The fundamental principles of our general investment philosophy, which are epistemic humility and pragmatism, permeate all of our work. You’ll identify them as the recurring trait, a “leit-motif”, in all of our portfolios. Both principles reflect our conviction that having a responsive awareness of the limits of one’s own knowledge and acting accordingly helps to mitigate the cost of negative outcomes and to adapt to actual circumstances. Such conviction propels us and guides us to achieve our goals responsibly.
